SCHEDULE: Yorkville Affiliates Disclose 9.9% Stake in Strive, Inc.

A group of affiliated entities, including YA II PN, Ltd. and Yorkville Advisors Global, LP, disclosed a 9.9% beneficial ownership stake in Strive, Inc.'s Class A Common Stock.

Summary

• A group of affiliated entities, including YA II PN, Ltd., YA Global Investments II (U.S.), LP, Yorkville Advisors Global, LP, Yorkville Advisors Global II, LLC, YAII GP, LP, YAII GP II, LLC, Mark Angelo, and SC-Sigma Global Partners, LP, collectively reported beneficial ownership of 38,576,603 shares of Strive, Inc. Class A Common Stock.
• This aggregate amount represents 9.9% of Strive, Inc.'s Class A Common Stock.
• The reported holding comprises 17,250,000 shares of Class A Common Stock and 21,326,603 additional shares held in warrants exercisable for Common Stock.
• The warrants include a blocker provision preventing exercise that would cause YA II to exceed 9.99% beneficial ownership.
• The percentage of class calculation is based on 364,825,582 shares outstanding as of September 12, 2025, plus the 21,326,603 shares acquirable through warrants, totaling 386,152,185 shares.
• The reporting persons share both voting and dispositive power over the 38,576,603 shares.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership, inherently neutral in sentiment. It provides transparency without expressing positive or negative operational or financial outcomes.

Positives

• Increased institutional ownership by a group of affiliated entities may signal confidence in Strive, Inc.'s long-term prospects.
• The presence of a blocker in the warrants ensures that the investor group will not immediately exceed a 9.99% ownership threshold, potentially mitigating concerns about immediate control changes.

Negatives

• The 9.99% blocker on warrant exercise limits the immediate flexibility of the investor group to increase their stake beyond this threshold, which could be a constraint if they wished to exert greater influence.

Future Outlook

This filing is a disclosure of beneficial ownership and does not contain forward-looking statements or guidance regarding Strive, Inc.'s future performance or operations.

Industry Context

The disclosure of a significant institutional stake by a group of affiliated investment entities is a routine event in public markets. Such filings provide transparency regarding major shareholders and can sometimes precede further engagement or strategic shifts, though this filing explicitly states the securities were not acquired for changing or influencing control.

Stakeholder Impact

• Shareholders: Increased transparency regarding a significant institutional investor group's stake. The 9.9% ownership could influence trading dynamics and perception of institutional interest.
• Company Management: Awareness of a substantial shareholder group, though the filing certifies the stake is not for control purposes.

Key Dates

Keywords

Strive Inc., Class A Common Stock, Schedule 13G, Beneficial Ownership, Institutional Investor, Warrants, Equity Stake, YA II PN Ltd., Yorkville Advisors