SCHEDULE: Nantahala Capital Management Reports 0% Stake in Assertio Holdings

Nantahala Capital Management, LLC, along with Wilmot B. Harkey and Daniel Mack, has filed a Schedule 13G indicating they beneficially own 0% of Assertio Holdings, Inc. common stock as of May 29, 2026.

Summary

• Nantahala Capital Management, LLC, and its managing members Wilmot B. Harkey and Daniel Mack, have filed an amendment to their Schedule 13G filing.
• As of May 29, 2026, the Reporting Persons collectively hold 0 shares of Assertio Holdings, Inc. common stock.
• This represents 0% of the class of securities.
• Nantahala Capital Management, LLC is identified as an investment adviser, and Messrs. Harkey and Mack are identified as control persons of Nantahala.
• The filing certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of influencing control of the issuer.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it primarily serves as a disclosure of ownership status rather than announcing new strategic initiatives, financial results, or significant corporate events.

Future Outlook

The filing does not contain any forward-looking statements or guidance.

Management Comments

• "By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11."

Industry Context

StockSavvy.ai notes that Schedule 13G filings are typically made by institutional investors who acquire beneficial ownership of more than 5% of a class of a company's registered equity securities. A filing indicating 0% ownership suggests a change in holdings or a correction, which can be noteworthy for market participants tracking institutional activity.

Stakeholder Impact

• Shareholders: The filing provides transparency regarding the ownership stake of Nantahala Capital Management and its principals, which is a standard disclosure for market participants.

Key Dates

Keywords

Schedule 13G, Nantahala Capital Management, Assertio Holdings, Beneficial Ownership, SEC Filing, Investment Adviser, Control Person