Form 4: Ascent Solar Technologies CEO Sells Shares to Cover Tax Obligations

Sentiment:

SEC Form 4 Filing


Ascent Solar Technologies CEO, Paul P. Warley, disposed of 25,184 shares to cover tax obligations related to the vesting of restricted stock units.

Summary

  • On March 31, 2024, Paul P. Warley, CEO of Ascent Solar Technologies, disposed of 25,184 shares of common stock.
  • The transaction was executed to satisfy tax withholding obligations related to the vesting of restricted stock units (RSUs).
  • The price per share for the transaction was $0.3941.
  • Following the transaction, Warley directly owns 231,538 shares.
  • 215,000 of the shares previously reported are restricted stock units (RSUs) granted on January 17, 2024, which vest over three years.

Sentiment

Score: 5

Explanation: Neutral sentiment as it reflects a routine transaction for tax purposes.

Industry Context

This is a routine transaction related to executive compensation and tax obligations, common in publicly traded companies.

Key Dates

DateDescription
01/17/2024Date of RSU grant
03/31/2024Date of transaction and first RSU vesting date
01/01/2025Second RSU vesting date
01/01/2026Third RSU vesting date
06/11/2024Date of Form 4 filing

Keywords

Ascent Solar Technologies, ASTI, Paul Warley, CEO, Form 4, Share Disposal, Restricted Stock Units, RSU, Tax Obligations, Beneficial Ownership

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