Form 4: Artisan Partners CFO Awarded 19,438 Shares

Artisan Partners Asset Management Inc.'s Executive VP, CFO, and Treasurer, Charles J. Daley Jr., was awarded 19,438 shares of Class A common stock.

Summary

• Charles J. Daley Jr., the Executive VP, CFO, and Treasurer, Director, and 10% Owner of Artisan Partners Asset Management Inc. (APAM), was awarded 19,438 shares of Class A common stock.
• The award occurred on March 2, 2026, under the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan.
• The shares were acquired at a price of $0, as it was an award.
• Following this transaction, Mr. Daley directly beneficially owns 110,801 shares of Class A Common Stock.
• Additionally, 200 shares are indirectly beneficially owned by his daughter.
• The awarded shares may not be transferred until they have vested.

Sentiment

Score: 7

Explanation: StockSavvy.ai views this as a moderately positive event, as it signifies continued executive alignment with shareholder interests through equity compensation, though it is a routine transaction and not indicative of extraordinary operational changes.

Positives

• The award of 19,438 shares to a key executive like the CFO aligns management's interests with those of shareholders, promoting long-term value creation.
• The transaction is part of an established incentive compensation plan, indicating a structured approach to executive motivation.

Future Outlook

The awarded shares are subject to vesting conditions, meaning they cannot be transferred until specific criteria are met, which typically involves continued employment over a period.

Industry Context

StockSavvy.ai notes that executive stock awards are a common practice in the asset management industry, serving to align management's long-term interests with shareholder value and retain key talent. This type of compensation is a standard component of executive incentive programs.

Comparison to Industry Standards

• This executive stock award is a standard practice for executive compensation in the asset management sector, aligning executive incentives with long-term shareholder value.
• Similar incentive plans are observed at peers like BlackRock or T. Rowe Price, though specific award sizes and vesting schedules vary based on company performance, executive role, and compensation philosophy.

Stakeholder Impact

• Shareholders: The award of shares to a key executive can be seen as positive, as it further aligns management's financial interests with the company's long-term performance and shareholder returns.
• Employees: Such awards are part of a broader compensation strategy that can motivate and retain key personnel.

Next Steps

• The awarded shares will vest according to the terms of the Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan.

Key Dates

Recommendation

The award of shares to a key executive, while a positive signal for management alignment with shareholder interests, is a routine compensation event and does not fundamentally alter the investment thesis for Artisan Partners Asset Management Inc. Therefore, a 'hold' recommendation is appropriate, maintaining current positions while monitoring broader company performance and market conditions.

Keywords

Artisan Partners Asset Management, APAM, Charles J Daley Jr, Form 4, Insider Transaction, Stock Award, Executive Compensation, Class A Common Stock