Form 4: Artisan Partners Asset Management CFO Reduces Direct Holdings Through Stock Sale

Artisan Partners Asset Management Inc.'s Executive VP, CFO & Treasurer, Charles J. Daley Jr., reported a net reduction in his direct beneficial ownership of Class A Common Stock following a sale and a gift.

Summary

• Charles J. Daley Jr., Executive VP, CFO & Treasurer, and a 10% owner of Artisan Partners Asset Management Inc. (APAM), reported transactions on June 4, 2025.
• Mr. Daley disposed of 15,448 shares of Class A Common Stock through a sale at a weighted average price of $40.449 per share.
• The shares were sold in multiple transactions with prices ranging from $40.35 to $40.50.
• Concurrently, Mr. Daley acquired 5,000 shares of Class A Common Stock via a gift (transaction code 'G') at a price of $0.00.
• Following these transactions, Mr. Daley directly beneficially owns 91,363 shares of Class A Common Stock.
• Additionally, 200 shares are indirectly beneficially owned by his daughter.

Sentiment

Score: 4

Explanation: The net reduction in direct insider holdings by a key executive (CFO) through a market sale, despite a concurrent gift, generally carries a slightly negative sentiment as it could imply a lack of strong conviction or a need for liquidity.

Positives

• The acquisition of 5,000 shares via gift indicates an increase in beneficial ownership through non-market means, potentially reflecting a long-term interest in the company.

Negatives

• The sale of 15,448 shares by a key executive (CFO) represents a reduction in direct holdings, which could be interpreted as a signal by the market.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders may interpret the net reduction in insider holdings as a potential signal regarding management's outlook or personal liquidity needs, which could influence investor sentiment.

Key Dates

Keywords

Artisan Partners Asset Management, APAM, Insider Trading, Form 4, Stock Sale, CFO, Beneficial Ownership, Equity Transaction, Asset Management