Form 4: Arteris CFO Sells Shares Under Pre-Arranged Plan

Nicholas B. Hawkins, VP and Chief Financial Officer of Arteris, Inc., sold 6,421 shares of common stock for a weighted average price of $13.2073 per share under a Rule 10b5-1 trading plan.

Summary

• Nicholas B. Hawkins, the Vice President and Chief Financial Officer of Arteris, Inc. (AIP), reported a sale of common stock.
• The transaction involved the disposition of 6,421 shares of Arteris, Inc. common stock.
• The shares were sold at a weighted average price of $13.2073 per share.
• The sale occurred on October 7, 2025, and was executed pursuant to a Rule 10b5-1 trading plan.
• The 10b5-1 trading plan was adopted by Mr. Hawkins on June 4, 2025.
• Following this transaction, Mr. Hawkins directly beneficially owns 93,590 shares of Arteris, Inc. common stock.
• The sale price ranged from $12.85 to $14.11 per share across multiple transactions.

Sentiment

Score: 4

Explanation: The sentiment is slightly negative due to an insider sale, although mitigated by the pre-arranged 10b5-1 plan, which suggests the sale was not based on new, non-public information.

Negatives

• The sale of 6,421 shares by a key executive, even under a pre-arranged 10b5-1 plan, could be interpreted by some investors as a lack of conviction in the stock's immediate upside.

Stakeholder Impact

• Shareholders may interpret the insider sale as a signal regarding management's perspective on the company's valuation or future prospects, despite the pre-planned nature of the transaction.

Key Dates

Recommendation

This Form 4 reports a pre-scheduled insider sale under a 10b5-1 plan, which typically indicates a planned liquidity event rather than a reaction to new material information. While insider sales can sometimes be a negative signal, the pre-arranged nature reduces its immediate interpretative impact on the company's fundamentals. Without additional context from financial results or strategic announcements, this single transaction does not warrant a change from a 'hold' recommendation.

Keywords

Arteris, AIP, Insider Trading, Form 4, Stock Sale, 10b5-1 Plan, Nicholas B. Hawkins, CFO