Form 4: Arteris CFO Sells Shares for Tax Liability

Arteris, Inc.'s VP and Chief Financial Officer, Nicholas B. Hawkins, sold 438 shares of common stock to cover tax obligations from restricted stock unit release.

Summary

• Nicholas B. Hawkins, VP and Chief Financial Officer of Arteris, Inc. (AIP), reported a transaction on December 2, 2025.
• Hawkins disposed of 438 shares of Arteris, Inc. common stock at a price of $14.8246 per share.
• The sale was executed to satisfy tax liability arising from the release of restricted stock units.
• Following this transaction, Hawkins beneficially owns 93,152 shares of common stock.
• The transaction was made pursuant to a Rule 10b5-1(c) pre-arranged trading plan.

Sentiment

Score: 5

Explanation: The transaction is a routine, non-discretionary sale by an insider to cover tax liabilities associated with the vesting of restricted stock units. It does not indicate a change in management's confidence or the company's fundamental prospects, thus it is neutral.

Positives

• The transaction was a non-discretionary sale to cover tax liabilities, which is a common and expected event for executives receiving equity compensation.
• The sale was conducted under a Rule 10b5-1(c) plan, indicating it was pre-scheduled and not based on new material non-public information.

Negatives

• The transaction resulted in a reduction of the reporting person's direct beneficial ownership by 438 shares.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Management Comments

• Shares sold to satisfy the Reporting Person's tax liability arising as a result of the release of restricted stock units.

Industry Context

This type of insider transaction, specifically a sale to cover tax obligations from equity vesting, is a routine occurrence across all industries for executives who receive restricted stock units or other forms of equity compensation. It does not typically reflect a change in the company's operational performance or strategic direction.

Corporate Governance

Stakeholder Impact

• Shareholders: A minor, routine reduction in direct insider ownership, generally not indicative of a change in company fundamentals or management's long-term view.
• Employees: No direct impact on employees mentioned in this filing.

Key Dates

Recommendation

The transaction is a routine, non-discretionary sale by an insider to cover tax liabilities associated with the vesting of restricted stock units. It was executed under a Rule 10b5-1 plan, indicating it was pre-scheduled and not based on new material non-public information. This type of transaction is common for executives and does not typically signal a change in management's confidence or the company's fundamental prospects, thus warranting a 'hold' recommendation based solely on this filing.

Keywords

Arteris, AIP, Form 4, Insider Trading, Stock Sale, CFO, Restricted Stock Units, Tax Liability, Nicholas Hawkins, 10b5-1 Plan