Form 4: Arteris CFO Nicholas Hawkins Executes Pre-Planned Stock Sales Totaling 11,276 Shares

Arteris, Inc.'s VP and Chief Financial Officer, Nicholas B. Hawkins, sold a total of 11,276 shares of common stock in two transactions in late June and early July 2025, pursuant to a pre-arranged 10b5-1 trading plan.

Summary

• Nicholas B. Hawkins, VP and Chief Financial Officer of Arteris, Inc. (AIP), reported two sales of common stock.
• On June 27, 2025, Hawkins sold 5,638 shares of Common Stock at a price of $10.00 per share.
• Following the June 27, 2025 transaction, Hawkins beneficially owned 145,023 shares of Common Stock.
• On July 1, 2025, Hawkins sold an additional 5,638 shares of Common Stock at a weighted average sale price of $9.0806 per share.
• The shares sold on July 1, 2025, were transacted in multiple sales at prices ranging from $8.72 to $9.37.
• After both reported transactions, Hawkins' beneficial ownership of Common Stock stands at 139,385 shares.
• Both transactions were executed under a Rule 10b5-1 trading plan, which was adopted by Mr. Hawkins on May 20, 2024.

Sentiment

Score: 5

Explanation: The sentiment is neutral. While it's an insider sale, it was conducted under a pre-arranged 10b5-1 plan, which is a common and transparent practice for executives to manage their equity holdings for personal financial planning.

Positives

• The stock sales were conducted under a Rule 10b5-1 trading plan, indicating they were pre-scheduled and not based on immediate, non-public information, which enhances transparency and reduces concerns about opportunistic insider selling.

Negatives

• The transactions represent a reduction in the direct beneficial ownership of Arteris, Inc. common stock by a key executive, decreasing his holdings from 145,023 shares to 139,385 shares after the reported sales.

Future Outlook

The document does not provide any forward-looking statements or guidance regarding the company's future performance or strategic direction.

Management Comments

• The transactions were made pursuant to a 10b5-1 trading plan that was adopted by the Reporting Person on May 20, 2024.

Industry Context

This Form 4 filing is a routine disclosure of an insider stock transaction and does not provide broader industry context or trends.

Corporate Governance

Related Party Transactions

• The reported transactions involve the sale of company stock by a key executive (Nicholas B. Hawkins, VP and CFO), which is a direct related-party transaction.

Stakeholder Impact

• Shareholders: The sale reduces the direct ownership stake of a key executive, which some investors might monitor as an indicator of management's confidence, though the 10b5-1 plan mitigates this concern.

Key Dates

Keywords

Arteris Inc., AIP, Nicholas B. Hawkins, Insider Trading, Stock Sale, Form 4, Beneficial Ownership, 10b5-1 Plan, Chief Financial Officer