Form 4: AppTech Payments Corp. Director Thomas J. Kozlowski, Jr. Reports Significant Acquisition of Common Stock and Warrants

Director Thomas J. Kozlowski, Jr. reports a series of acquisitions of AppTech Payments Corp. common stock and warrants through direct purchases and indirect holdings via Roth IRAs and a limited liability company.

Summary

• Thomas J. Kozlowski, Jr., a director of AppTech Payments Corp., filed a Form 4 detailing changes in his beneficial ownership of the company's securities.
• The report covers transactions from September 16, 2015, to March 20, 2025.
• Kozlowski acquired common stock through direct purchases at prices ranging from $0.285 to $3.42 per share.
• He also acquired common stock indirectly through his Roth IRA, a regular IRA, and Timber Ridge Ventures, LLC.
• The reported transactions include the acquisition of warrants with exercise prices of $0.90 and $1.20, expiring on December 30, 2029.
• These warrants were issued in conjunction with direct investments in the company at $0.833 and $1.00 per share.
• As a result of these transactions, Kozlowski's total holdings include 950,442 shares of common stock and 1,405,310 warrants, held directly and indirectly.

Sentiment

Score: 6

Explanation: The sentiment is neutral to slightly positive. A director increasing their stake in the company is generally a good sign, but it's important to consider the context and reasons behind the transactions.

Positives

• A director's increased investment in the company may signal confidence in its future prospects.
• The acquisition of warrants alongside common stock suggests a long-term commitment.
• The director's investment could be seen as a positive sign by other investors.

Industry Context

Form 4 filings are a standard part of regulatory compliance for corporate insiders and provide transparency into their investment activities. This filing indicates a director's activity in the company's securities.

Stakeholder Impact

• Shareholders may view the director's increased investment as a positive signal.
• The transactions do not appear to have a direct impact on employees, customers, suppliers, or creditors.

Key Dates

Keywords

Form 4, beneficial ownership, common stock, warrants, AppTech Payments Corp., director, Kozlowski