Form 4: CFO Stefan Murry Sells 4,000 Shares of AAOI

Applied Optoelectronics CFO Stefan Murry sold 4,000 shares of common stock via a pre-arranged Rule 10b5-1 trading plan.

Summary

• Stefan J. Murry, Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), sold 4,000 shares of common stock.
• The transaction occurred on June 10, 2026, at a weighted average price of $171.45 per share.
• The sale was executed under a Rule 10b5-1 trading plan adopted on August 12, 2025.
• Following the transaction, the reporting person retains beneficial ownership of 447,906 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the sale was executed under a pre-planned, automated trading arrangement rather than an opportunistic market move.

Positives

• The sale was conducted through a pre-established Rule 10b5-1 trading plan, which is a standard mechanism for executives to sell shares without triggering insider trading concerns.

Negatives

• The sale represents a reduction in the direct equity stake held by a key member of the executive management team.

Risks

• Executive stock sales can sometimes be perceived negatively by the market as a signal of management's view on the company's valuation or future prospects.

Future Outlook

No specific forward-looking guidance regarding company operations was provided in this filing.

Management Comments

• The reporting person has committed to providing full details regarding the number of shares sold at each specific price point upon request by the SEC, the issuer, or security holders.

Industry Context

StockSavvy.ai notes that executive divestments via 10b5-1 plans are routine corporate governance events and generally do not reflect a change in fundamental business strategy or outlook.

Comparison to Industry Standards

• The use of Rule 10b5-1 plans is the industry standard for corporate officers to manage personal liquidity while maintaining compliance with SEC insider trading regulations.

Stakeholder Impact

• Minimal impact expected as the sale was conducted via a pre-planned, systematic trading program.

Next Steps

• No future actions or milestones were disclosed in this filing.

Key Dates

Keywords

AAOI, Applied Optoelectronics, Insider Trading, Form 4, CFO, Stock Sale