Form 4: Applied Optoelectronics Executive Yeh Shu-Hua Reports Stock Transactions
SEC Form 4 Filing
Yeh Shu-Hua, a Senior Vice President at Applied Optoelectronics, reports acquisition and disposal of company stock related to performance vesting restricted stock units.
Summary
- On June 13, 2024, Yeh Shu-Hua acquired 80,910 shares of Applied Optoelectronics common stock at $0.00 per share due to the settlement of performance vesting restricted stock units.
- On the same day, Yeh Shu-Hua disposed of 40,455 shares at $10.44 per share, which were performance vesting restricted stock units settled in cash.
- On June 14, 2024, Yeh Shu-Hua disposed of 17,195 shares at $10.44 per share to cover tax withholding obligations.
- Following these transactions, Yeh Shu-Hua directly owns 280,888 shares of Applied Optoelectronics common stock.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions, with neutral sentiment.
Industry Context
This filing is a routine disclosure of stock transactions by a company executive, which is common in the technology sector.
Key Dates
| Date | Description |
|---|---|
| 06/13/2024 | Acquisition of 80,910 shares and disposal of 40,455 shares. |
| 06/14/2024 | Disposal of 17,195 shares for tax withholding. |
| 06/17/2024 | Date of signature for the Form 4 filing. |
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