Form 4: Applied Optoelectronics Executive Yeh Shu-Hua Reports Stock Transaction

Yeh Shu-Hua, a Senior Vice President at Applied Optoelectronics, reports disposition of shares to cover tax obligations related to vesting of restricted stock units.

Summary

• On April 30, 2025, Yeh Shu-Hua, Senior Vice President and Asia General Manager at Applied Optoelectronics, Inc. (AAOI), disposed of 862 shares of common stock to cover tax withholding obligations.
• The shares were surrendered to the issuer at a price of $10.05 per share.
• Following the transaction, Yeh Shu-Hua directly owns 282,956 shares of Applied Optoelectronics common stock.

Sentiment

Score: 5

Explanation: This is a neutral event. It's a routine transaction related to tax obligations and doesn't necessarily indicate a positive or negative outlook for the company.

Industry Context

Form 4 filings are a routine part of the US stock market and are required by the SEC to provide transparency into the transactions of company insiders. This filing indicates that a company executive has disposed of shares to cover tax obligations, which is a common occurrence when restricted stock units vest.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it is a small number of shares being disposed of by an executive to cover tax obligations.

Key Dates

Keywords

Form 4, AAOI, Applied Optoelectronics, Yeh Shu-Hua, Stock Transaction, Beneficial Ownership, Insider Trading