Form 4: Applied Optoelectronics Executive Yeh Shu-Hua Reports Stock Transaction
SEC Form 4 Filing
Yeh Shu-Hua, a Senior Vice President at Applied Optoelectronics, reports the disposal of shares to cover tax obligations related to vesting restricted stock units.
Summary
- On May 23, 2024, Yeh Shu-Hua, a Senior Vice President and Asia General Manager at Applied Optoelectronics, Inc. (AAOI), disposed of 610 shares of common stock to satisfy tax-withholding obligations.
- The shares were surrendered to the issuer at a price of $12.12 per share.
- Following the transaction, Yeh Shu-Hua directly owns 257,628 shares of Applied Optoelectronics, Inc.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing related to insider stock transactions, which has a neutral sentiment.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a standard practice of covering tax obligations upon the vesting of restricted stock units, which is common across publicly traded companies.
Stakeholder Impact
- The transaction has a minimal impact on stakeholders as it is a routine disposal of shares for tax purposes.
Key Dates
| Date | Description |
|---|---|
| 04/29/2024 | Date of restricted stock unit award grant. |
| 05/23/2024 | Date of stock disposal for tax obligations. |
| 05/28/2024 | Date of Form 4 filing. |
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