Form 4: Applied Optoelectronics Executive Shu-Hua (Joshua) Yeh Reports Acquisition of Shares
SEC Form 4 Filing
Shu-Hua (Joshua) Yeh, a Senior Vice President at Applied Optoelectronics, reports acquiring 22,906 shares of common stock due to the vesting of Restricted Stock Units.
Summary
- On April 29, 2024, Shu-Hua (Joshua) Yeh, a Senior Vice President and Asia General Manager at Applied Optoelectronics, acquired 22,906 shares of common stock.
- This acquisition was due to the vesting of Restricted Stock Units (RSUs) granted under the company's Amended 2021 Equity Incentive Plan.
- One-sixteenth of the RSUs vest every three months, starting on January 21, 2024.
- Following the transaction, Yeh directly owns 258,238 shares of Applied Optoelectronics common stock.
Sentiment
Score: 5
Explanation: This is a routine filing related to executive compensation. It doesn't contain information that would significantly impact investor sentiment positively or negatively.
Positives
- The vesting of RSUs indicates that Yeh is meeting the conditions of the equity incentive plan.
- Increased share ownership aligns Yeh's interests with those of other shareholders.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates Yeh's acquisition of shares through previously granted equity compensation.
Key Dates
| Date | Description |
|---|---|
| 01/21/2024 | Commencement date for RSU vesting, with one-sixteenth vesting every three months. |
| 04/29/2024 | Date of transaction: Shu-Hua (Joshua) Yeh acquired 22,906 shares of common stock due to RSU vesting. |
| 05/01/2024 | Date of Form 4 filing. |
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