Form 4: Applied Optoelectronics Executive Chang Hung-Lun Reports Acquisition of Shares

Chang Hung-Lun (Fred), a Senior Vice President at Applied Optoelectronics, reports the acquisition of 32,397 shares of common stock.

Summary

• On April 11, 2025, Chang Hung-Lun (Fred), a Senior Vice President and North America General Manager at Applied Optoelectronics, acquired 32,397 shares of common stock at a price of $0.00.
• This acquisition increased his direct ownership to 221,073 shares.
• The shares were obtained through the vesting of Restricted Stock Units (RSUs) granted under the company's Amended and Restated 2021 Equity Incentive Plan.
• One-sixteenth of the RSUs vest every three months, starting on January 21, 2025.

Sentiment

Score: 6

Explanation: The sentiment is neutral. It's a routine disclosure of stock acquisition through vesting of RSUs, which is a standard part of executive compensation. It doesn't inherently indicate positive or negative performance.

Positives

• The acquisition of shares by a company executive can be seen as a positive sign, indicating confidence in the company's future performance.

Future Outlook

The document does not contain specific forward-looking statements, but the vesting schedule of the RSUs suggests continued equity-based compensation for the executive.

Industry Context

Executive stock ownership is a common practice in the technology industry to align management's interests with those of shareholders.

Stakeholder Impact

• The transaction has a minor positive impact on shareholders as it aligns executive interests with shareholder value.

Key Dates

Keywords

Form 4, Beneficial Ownership, Chang Hung-Lun, Applied Optoelectronics, AAOI, Restricted Stock Units, RSUs, Equity Incentive Plan, Executive Compensation, Share Acquisition