Form 4: Applied Optoelectronics Executive Chang Hung-Lun (Fred) Reports Stock Disposals for Tax Obligations
SEC Form 4 Filing
Chang Hung-Lun (Fred), a Senior Vice President at Applied Optoelectronics, reported the disposal of common stock to cover tax obligations related to vesting restricted stock units.
Summary
- On April 22, 2025, Chang Hung-Lun (Fred), a Senior Vice President and North America General Manager at Applied Optoelectronics, Inc. (AAOI), disposed of shares of common stock to satisfy tax-withholding obligations.
- The disposals were related to the vesting of restricted stock unit awards granted on June 11, 2021, June 27, 2022, June 26, 2023, and April 29, 2024.
- A total of 5,961 shares were disposed of at a price of $10.05 per share.
- Following these transactions, Chang Hung-Lun (Fred) directly owns 215,112 shares of Applied Optoelectronics, Inc.
Sentiment
Score: 5
Explanation: The document is a standard SEC filing related to stock transactions for tax purposes, indicating a neutral sentiment.
Industry Context
This is a routine Form 4 filing related to stock disposals to cover tax obligations, which is a common practice among executives receiving stock-based compensation.
Stakeholder Impact
- The stock disposal has a minimal impact on shareholders as it is a routine transaction.
Key Dates
| Date | Description |
|---|---|
| June 11, 2021 | Date of restricted stock unit award grant related to disposal of 967 shares. |
| June 27, 2022 | Date of restricted stock unit award grant related to disposal of 1,705 shares. |
| June 26, 2023 | Date of restricted stock unit award grant related to disposal of 2,675 shares. |
| April 29, 2024 | Date of restricted stock unit award grant related to disposal of 614 shares. |
| April 22, 2025 | Date of stock disposal to cover tax obligations. |
| April 24, 2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Beneficial Ownership, Stock Disposal, Tax Withholding, Restricted Stock Units, AAOI, Applied Optoelectronics, Chang Hung-Lun
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.