Form 4: Applied Optoelectronics Executive Chang Acquires and Disposes of Shares

Hung-Lun (Fred) Chang, a Senior Vice President at Applied Optoelectronics, reports acquisition of shares through performance vesting and disposition of shares to cover tax obligations.

Summary

• On May 9, 2025, Hung-Lun (Fred) Chang, a Senior Vice President at Applied Optoelectronics, acquired 142,857 shares of common stock due to the settlement of performance vesting restricted stock units.
• These units were earned with respect to maximum performance for the 2022-2025 performance period.
• The acquisition price was $0.00 per share.
• Following this transaction, Chang directly owned 357,195 shares.
• On May 13, 2025, Chang disposed of 54,516 shares at a price of $14.76 per share to satisfy tax withholding obligations.
• After this disposition, Chang directly owned 302,679 shares.

Sentiment

Score: 6

Explanation: The sentiment is neutral. The form reflects routine transactions related to executive compensation and tax obligations. The acquisition of shares due to performance vesting is a slightly positive signal.

Positives

• The acquisition of shares indicates that performance goals were met, suggesting positive performance for the company during the 2022-2025 period.

Industry Context

Form 4 filings are routine disclosures, but they provide insights into management's perspective on the company's performance and future prospects.

Stakeholder Impact

• The acquisition of shares due to performance vesting may positively influence shareholder sentiment.

Key Dates

Keywords

Form 4, Beneficial Ownership, AAOI, Applied Optoelectronics, Chang Hung-Lun, Stock Acquisition, Stock Disposition, Performance Vesting, Tax Withholding