Form 4: Applied Optoelectronics Executive Acquires and Disposes of Shares to Cover Tax Obligations

Shu-Hua (Joshua) Yeh, a Senior Vice President at Applied Optoelectronics, acquired shares through performance vesting and disposed of shares to cover tax obligations.

Summary

• On May 9, 2025, Shu-Hua (Joshua) Yeh, a Senior Vice President at Applied Optoelectronics, acquired 142,857 shares of common stock as part of a performance vesting restricted stock unit settlement.
• The shares were earned for the 2022-2025 performance period and settled based on maximum performance.
• On May 13, 2025, Mr. Yeh disposed of 60,716 shares at a price of $14.76 to satisfy tax withholding obligations.
• Following these transactions, Mr. Yeh directly owns 365,097 shares of Applied Optoelectronics common stock.

Sentiment

Score: 6

Explanation: The sentiment is neutral as the document primarily reports routine insider transactions related to stock vesting and tax obligations. There is no indication of significant positive or negative news.

Positives

• The acquisition of shares through performance vesting indicates that the company met its performance goals for the 2022-2025 period.

Industry Context

This Form 4 filing is a routine disclosure of insider transactions and provides insight into the executive's holdings in the company.

Stakeholder Impact

• The transactions have a minimal impact on stakeholders as they are related to executive compensation and tax obligations.

Key Dates

Keywords

Applied Optoelectronics, AAOI, Shu-Hua (Joshua) Yeh, Form 4, Beneficial Ownership, Performance Vesting, Tax Withholding, Insider Trading