Form 4: Applied Optoelectronics Director Receives RSU Grant
Statement of Changes in Beneficial Ownership
Director Cynthia DeLaney was granted 1,166 restricted stock units under the company's 2026 Equity Incentive Plan.
Summary
- Director Cynthia DeLaney acquired 1,166 shares of common stock in the form of Restricted Stock Units (RSUs).
- The grant was issued under the Applied Optoelectronics, Inc. 2026 Equity Incentive Plan.
- The RSUs vest in 1/12th increments monthly, beginning July 5, 2026.
- Following this transaction, Ms. DeLaney holds 60,813 shares directly, with an additional 2,380 shares held by her spouse.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral administrative filing regarding director compensation, which carries no significant impact on the company's operational outlook.
Positives
- Alignment of director interests with shareholders through equity-based compensation.
Negatives
- None identified.
Risks
- Standard market risks associated with equity ownership in the technology sector.
Future Outlook
The filing does not provide forward-looking financial guidance, focusing solely on director equity compensation.
Industry Context
StockSavvy.ai notes that routine equity grants to board members are standard corporate governance practices designed to incentivize long-term oversight and alignment with shareholder value.
Comparison to Industry Standards
- The use of monthly vesting schedules for director RSUs is consistent with standard equity incentive practices for mid-cap technology firms.
- The disclosure of spousal holdings follows standard SEC reporting requirements for transparency.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Equity Incentive Plan | Implementation of the 2026 Equity Incentive Plan for director compensation. | 06/09/2026 | Standard alignment of director compensation with company performance. |
Related Party Transactions
- Disclosure of 2,380 shares held by the spouse of the reporting person, Norman Stephan Kinsella.
Stakeholder Impact
- Minimal impact on shareholders as this is a standard director compensation event.
Next Steps
- Vesting of RSU shares beginning July 5, 2026.
Key Dates
| Date | Description |
|---|---|
| 06/09/2026 | Date of RSU grant transaction. |
| 06/11/2026 | Date of filing. |
| 07/05/2026 | Initial vesting date for the RSU grant. |
Keywords
AAOI, Applied Optoelectronics, Form 4, Insider Trading, Director Compensation, Restricted Stock Units
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.