Form 4: Applied Optoelectronics CFO Stefan J. Murry Sells Shares Under 10b5-1 Trading Plan

Stefan J. Murry, CFO of Applied Optoelectronics, sold 2,000 shares of common stock at an average price of $23.0613 under a pre-arranged 10b5-1 trading plan.

Summary

• On March 17, 2025, Stefan J. Murry, the Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), sold 2,000 shares of the company's common stock.
• The sale was executed at a price of $23.0613 per share.
• Following the transaction, Murry directly owns 196,581 shares of Applied Optoelectronics common stock.
• The sale was conducted under a Rule 10b5-1 trading plan adopted on September 18, 2024.
• The shares were sold in multiple transactions at prices ranging from $23.0500 to $23.1188 per share.

Sentiment

Score: 5

Explanation: The document is a routine SEC filing related to an insider stock sale under a pre-arranged trading plan. It doesn't inherently indicate positive or negative sentiment about the company's prospects.

Industry Context

Insider sales are a common occurrence and are often planned in advance, especially when executed under Rule 10b5-1 trading plans. These plans allow insiders to sell shares at predetermined times and prices to avoid accusations of trading on non-public information.

Stakeholder Impact

• The stock sale by a high-ranking officer could be perceived negatively by some shareholders, although the existence of a 10b5-1 plan mitigates this concern.

Key Dates

Keywords

Form 4, insider trading, Stefan J. Murry, Applied Optoelectronics, AAOI, CFO, stock sale, Rule 10b5-1