Form 4: Applied Optoelectronics CFO Stefan J. Murry Reports Stock Transactions

Stefan J. Murry, CFO of Applied Optoelectronics, reports acquisition of shares from performance vesting and disposition of shares to cover tax obligations.

Summary

• On May 9, 2025, Stefan J. Murry, CFO of Applied Optoelectronics, acquired 156,250 shares of common stock at $0.00 per share due to the settlement of performance vesting restricted stock units for the 2022-2025 performance period.
• These shares were earned and settled with respect to maximum performance.
• On May 13, 2025, Murry disposed of 59,627 shares of common stock at $14.76 per share to satisfy tax withholding obligations.
• Following these transactions, Murry directly owns 325,036 shares of Applied Optoelectronics common stock.

Sentiment

Score: 6

Explanation: The sentiment is neutral. The transactions are routine and reflect standard compensation practices and tax management. The acquisition based on maximum performance is a slightly positive signal.

Positives

• The acquisition of shares due to maximum performance vesting suggests strong performance of the company during the 2022-2025 period.

Negatives

• The disposition of shares to cover tax obligations, while normal, reduces the overall holdings of the reporting person.

Industry Context

Form 4 filings are a routine part of insider trading activity and provide transparency into the buying and selling activities of company executives and directors. These filings are closely watched by investors as they can provide insights into management's perspective on the company's stock and future prospects.

Stakeholder Impact

• The transactions may have a minor impact on shareholder sentiment, but are unlikely to significantly affect the company's stock price.

Key Dates

Keywords

Form 4, Beneficial Ownership, Stock Transaction, Stefan J. Murry, Applied Optoelectronics, AAOI, CFO