Form 4: Applied Optoelectronics CFO Stefan J. Murry Reports Stock Disposals to Cover Tax Obligations

Stefan J. Murry, CFO of Applied Optoelectronics, Inc., disposed of shares to cover tax withholding obligations related to vesting restricted stock units.

Summary

• On October 22, 2024, Stefan J. Murry, the Chief Financial Officer of Applied Optoelectronics, Inc., reported the disposal of common stock to cover tax obligations.
• The transactions involved the surrender of shares to the issuer to satisfy tax-withholding obligations upon the vesting of restricted stock unit awards.
• The shares were disposed of at a price of $18.51 per share.
• A total of 7,832 shares were disposed of across four separate transactions related to restricted stock units granted on June 11, 2021, June 27, 2022, June 26, 2023, and April 29, 2024.
• Following these transactions, Murry directly owns 221,129 shares of Applied Optoelectronics, Inc. common stock.

Sentiment

Score: 6

Explanation: The document is neutral, simply reporting required information about stock transactions. It doesn't indicate positive or negative sentiment about the company's performance.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. Disposals to cover tax obligations are common when restricted stock units vest.

Stakeholder Impact

• The stock disposal may have a minor impact on shareholders due to the increased supply of shares in the market, but the effect is likely minimal given the relatively small number of shares involved.

Key Dates