Form 4: Applied Optoelectronics CFO Stefan J. Murry Reports Acquisition of Common Stock

Stefan J. Murry, CFO of Applied Optoelectronics, reports the acquisition of 41,396 shares of common stock through restricted stock units.

Summary

• On April 11, 2025, Stefan J. Murry, the Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), acquired 41,396 shares of common stock.
• The acquisition was through the grant of Restricted Stock Units (RSUs) under the company's Amended and Restated 2021 Equity Incentive Plan.
• One-sixteenth of the RSUs vest every three months, starting on January 21, 2025.
• Following the transaction, Murry directly owns 237,977 shares of Applied Optoelectronics common stock.

Sentiment

Score: 6

Explanation: The sentiment is neutral. It's a standard disclosure of stock ownership change. The acquisition of shares by the CFO could be interpreted slightly positively, but it's primarily an informational document.

Positives

• The acquisition of shares by a key executive can be seen as a positive sign, indicating confidence in the company's future prospects.

Future Outlook

The document does not contain any specific forward-looking statements or guidance.

Industry Context

This filing is a routine disclosure of stock ownership changes by a company executive, which is common in publicly traded companies. It provides transparency to investors regarding the alignment of management's interests with those of shareholders.

Stakeholder Impact

• The transaction could have a minor positive impact on shareholder sentiment due to the CFO increasing their stake in the company.

Key Dates

Keywords

Applied Optoelectronics, AAOI, Stefan J. Murry, CFO, Form 4, Beneficial Ownership, Restricted Stock Units, RSUs, Equity Incentive Plan, Common Stock