Form 4: Applied Optoelectronics CFO Sells 4,000 Shares Under 10b5-1 Plan

Applied Optoelectronics' Chief Financial Officer, Stefan J. Murry, sold 4,000 shares of common stock at a weighted average price of $31.7238 per share.

Summary

• Stefan J. Murry, the Chief Financial Officer of Applied Optoelectronics, Inc., sold 4,000 shares of the company's common stock.
• The sale occurred on January 16, 2025, at a weighted average price of $31.7238 per share.
• The transactions were executed under a pre-arranged Rule 10b5-1 trading plan adopted on September 18, 2024.
• The actual sale prices ranged from $31.30 to $32.29 per share.
• Following the transaction, Mr. Murry directly owns 212,129 shares of Applied Optoelectronics common stock.

Sentiment

Score: 5

Explanation: The document is a routine disclosure of an insider stock sale under a pre-arranged plan, which is neither positive nor negative for the company's outlook.

Industry Context

This is a routine disclosure of an insider stock sale, which is common for executives of publicly traded companies. The use of a 10b5-1 plan is a standard practice to avoid accusations of insider trading.

Comparison to Industry Standards

• The use of a 10b5-1 trading plan is a common practice among executives at publicly traded companies to manage their stock sales and avoid potential insider trading issues.
• Similar filings are regularly made by executives at companies like Lumentum, Infinera, and Ciena, which are also in the optical networking and components industry.

Stakeholder Impact

• The sale of shares by a company executive may have a minor impact on investor sentiment, but is unlikely to have a significant impact on the company's operations or financial health.

Key Dates

Keywords

insider trading, stock sale, Rule 10b5-1, CFO, Applied Optoelectronics, AAOI, equity securities