Form 4: Applied Optoelectronics CEO Receives Stock Grant

Chih-Hsiang (Thompson) Lin, CEO of Applied Optoelectronics, Inc., reports the acquisition of 102,591 shares of common stock through a restricted stock unit (RSU) grant.

Summary

• On April 11, 2025, Chih-Hsiang (Thompson) Lin, the President and CEO of Applied Optoelectronics, Inc. (AAOI), acquired 102,591 shares of common stock.
• This acquisition was a result of a grant of Restricted Stock Units (RSUs) under the company's Amended and Restated 2021 Equity Incentive Plan.
• One-sixteenth of the RSUs vest every three months, starting on January 21, 2025.
• Following this transaction, Lin directly owns 1,389,283 shares of AAOI common stock.

Sentiment

Score: 7

Explanation: The document reflects a standard executive compensation practice, which is generally viewed neutrally to positively as it aligns management interests with shareholders.

Positives

• The grant of RSUs to the CEO aligns his interests with those of the shareholders.
• The vesting schedule encourages long-term commitment from the CEO.

Industry Context

Stock grants are a common practice in the tech industry to incentivize and retain key executives.

Stakeholder Impact

• The RSU grant incentivizes the CEO to improve company performance, potentially benefiting shareholders.
• The grant does not have a direct impact on employees, customers, suppliers, or creditors.

Key Dates

Keywords

Form 4, AAOI, Applied Optoelectronics, Chih-Hsiang (Thompson) Lin, CEO, Restricted Stock Units, RSUs, Equity Incentive Plan, Beneficial Ownership, Stock Grant