Form 4: AAOI Officer Sells Shares Under 10b5-1 Plan

Applied Optoelectronics Senior VP and Chief Legal Officer David C. Kuo sold 2,000 shares of common stock for $22.34 per share under a pre-arranged plan.

Summary

• David C. Kuo, Senior Vice President and Chief Legal Officer of Applied Optoelectronics, Inc. (AAOI), sold 2,000 shares of the company's common stock.
• The transaction occurred on August 15, 2025.
• The shares were sold at a weighted average price of $22.34 per share, with actual sale prices ranging from $22.25 to $22.48.
• Following this transaction, David C. Kuo directly beneficially owns 147,371 shares of AAOI common stock.
• The sale was conducted pursuant to a Rule 10b5-1(c) plan, indicating it was a pre-scheduled transaction.

Sentiment

Score: 5

Explanation: The filing reports a routine, pre-scheduled insider stock sale under a 10b5-1 plan, which is generally considered a neutral event and does not indicate a significant change in company outlook or performance.

Stakeholder Impact

• Shareholders: The sale of 2,000 shares by an officer represents a minimal reduction in insider ownership, but given it was executed under a 10b5-1 plan, the signaling effect is largely mitigated.

Key Dates

Recommendation

The filing details a routine, pre-scheduled sale of a small number of shares by an officer under a Rule 10b5-1 plan. This type of transaction typically does not signal a change in the company's fundamental outlook or warrant a change in investment recommendation.

Keywords

Applied Optoelectronics, AAOI, Insider Trading, Form 4, Stock Sale, David C. Kuo, Officer Transaction, Equity Disclosure, 10b5-1 Plan