Form 4: AAOI Executive Reports Stock Acquisition and Sale

Applied Optoelectronics Senior VP Shu-Hua Yeh reports the acquisition of performance-based shares and subsequent tax-related and open-market sales.

Summary

• Shu-Hua (Joshua) Yeh, Senior Vice President and Asia General Manager, acquired 192,170 shares of common stock on May 15, 2026, upon the settlement of performance-vesting restricted stock units.
• The reporting person disposed of 7,928 shares on May 19, 2026, to satisfy tax withholding obligations.
• The reporting person sold an additional 39,154 shares on May 19, 2026, at an average price of $173.26 per share.
• Following these transactions, the reporting person holds 462,430 shares of common stock.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event; while the acquisition shows performance success, the subsequent sale of shares is a routine liquidity event for executives.

Positives

• The acquisition of 192,170 shares reflects the achievement of maximum performance targets for the 2023-2026 period.

Negatives

• The reporting person sold 39,154 shares in an open-market transaction, reducing their direct stake in the company.

Risks

• Insider selling can sometimes be perceived by the market as a lack of confidence in future share price appreciation.

Future Outlook

No specific forward-looking guidance regarding company operations was provided in this filing.

Management Comments

• The acquisition of shares was based on the achievement of maximum performance for the 2023-2026 performance period.

Industry Context

StockSavvy.ai notes that executive equity transactions are standard corporate governance events, though the scale of the open-market sale warrants monitoring by investors to gauge internal sentiment.

Comparison to Industry Standards

• The settlement of performance-based equity is consistent with standard executive compensation packages in the technology and semiconductor sectors.

Stakeholder Impact

• Shareholders should note the change in insider ownership levels.

Next Steps

• No future actions or milestones were disclosed in this filing.

Key Dates

Keywords

AAOI, Applied Optoelectronics, Insider Trading, Form 4, Stock Sale, Equity Compensation