Form 4: AAOI CFO Stefan Murry Reports Tax-Related Share Disposal

Applied Optoelectronics CFO Stefan J. Murry disposed of 5,944 shares to satisfy tax-withholding obligations upon the vesting of restricted stock units.

Summary

• CFO Stefan J. Murry disposed of a total of 5,944 shares of Applied Optoelectronics common stock on April 22, 2026.
• The transactions were executed at a price of $150.57 per share.
• The disposal was conducted to satisfy tax-withholding obligations related to the vesting of four separate restricted stock unit (RSU) awards.
• Following these transactions, the reporting person maintains a direct beneficial ownership of 270,126 shares.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the share disposal is strictly for tax-withholding purposes related to vested equity compensation.

Positives

• The transaction reflects the vesting of equity-based compensation, indicating ongoing alignment between executive incentives and shareholder interests.

Negatives

• The transaction represents a reduction in the executive's direct shareholding, though it is purely for tax compliance purposes.

Risks

• No specific operational or financial risks are disclosed in this ownership filing.

Future Outlook

Not applicable as this is an ownership disclosure filing.

Industry Context

StockSavvy.ai notes that this filing is a routine administrative disclosure regarding executive compensation and tax compliance, common among publicly traded technology firms, and does not signal a change in corporate strategy or executive sentiment.

Comparison to Industry Standards

• The practice of 'sell-to-cover' for tax withholding upon RSU vesting is a standard industry practice for executive compensation in the semiconductor and optical networking sectors.

Stakeholder Impact

• Minimal impact on shareholders as the transaction is a standard tax-related equity settlement.

Key Dates

Keywords

AAOI, Applied Optoelectronics, Insider Trading, Form 4, CFO, Equity Vesting