Form 4: AAOI CFO Stefan Murry Reports Routine RSU Tax Withholding
Insider Transaction Report
Applied Optoelectronics, Inc. Chief Financial Officer Stefan J. Murry reported the surrender of 7,559 shares of common stock to satisfy tax withholding obligations related to the vesting of restricted stock units.
Summary
- Stefan J. Murry, Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), reported transactions on July 22, 2025.
- The transactions involved the disposition of 7,559 shares of AAOI common stock.
- These shares were surrendered to the issuer to cover tax-withholding obligations upon the vesting of multiple restricted stock unit (RSU) awards.
- The shares were valued at $28.23 per share for the purpose of these transactions.
- Following these transactions, Mr. Murry beneficially owns 310,477 shares of AAOI common stock directly.
- The RSU awards vested were granted on June 11, 2021, June 27, 2022, June 26, 2023, April 29, 2024, and April 11, 2025.
Sentiment
Score: 5
Explanation: The filing reports a routine insider transaction related to executive compensation (RSU vesting and tax withholding), which is a neutral event and does not indicate significant positive or negative sentiment regarding the company's performance or outlook.
Positives
- Indicates the vesting of previously granted restricted stock units, which is a form of executive compensation.
- The transactions are routine and expected for RSU vesting, demonstrating standard corporate compensation practices.
Negatives
- The disposition of shares, even for tax purposes, reduces the direct beneficial ownership of the CFO.
Future Outlook
NA
Industry Context
This filing represents a routine insider transaction related to executive compensation, common across publicly traded companies where restricted stock units are part of the compensation structure. It does not provide broader insights into industry trends or competitive landscape.
Stakeholder Impact
- Shareholders: Minimal impact, as it's a routine, non-discretionary transaction for tax purposes. It slightly reduces the CFO's direct ownership but is part of a pre-planned compensation structure.
Key Dates
| Date | Description |
|---|---|
| June 11, 2021 | Grant date of a restricted stock unit award. |
| June 27, 2022 | Grant date of a restricted stock unit award. |
| June 26, 2023 | Grant date of a restricted stock unit award. |
| April 29, 2024 | Grant date of a restricted stock unit award. |
| April 11, 2025 | Grant date of a restricted stock unit award. |
| July 22, 2025 | Date of transactions (shares surrendered for tax withholding). |
| July 24, 2025 | Date the Form 4 was filed. |
Keywords
Applied Optoelectronics, AAOI, Form 4, insider transaction, restricted stock units, RSU vesting, tax withholding, executive compensation, Stefan Murry, CFO
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