Form 4: AAOI CFO Sells Shares Under Pre-Arranged Plan

Applied Optoelectronics Chief Financial Officer Stefan J. Murry sold 66 shares of common stock on January 15, 2026, pursuant to a Rule 10b5-1 trading plan.

Summary

• Stefan J. Murry, the Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), reported a sale of common stock.
• The transaction involved the disposition of 66 shares of common stock.
• The shares were sold at a price of $35.01 per share.
• The sale occurred on January 15, 2026.
• This transaction was executed under a Rule 10b5-1 trading plan, which was adopted by Mr. Murry on August 12, 2025.
• Following this transaction, Mr. Murry directly beneficially owns 282,971 shares of common stock.

Sentiment

Score: 5

Explanation: The sale of 66 shares by the CFO is a very small, routine transaction executed under a pre-arranged 10b5-1 plan, indicating a neutral impact on sentiment. It does not suggest any significant positive or negative implications for the company or its stock.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

This insider transaction filing is a routine disclosure and does not provide specific insights into broader industry trends or competitive landscape for the optical networking or data center industries.

Stakeholder Impact

• Shareholders: The sale of 66 shares is a de minimis amount and is unlikely to have any material impact on existing shareholders or the company's stock price.
• Employees, Customers, Suppliers, Creditors: This transaction has no direct or indirect impact on these stakeholders.

Key Dates

Keywords

AAOI, Applied Optoelectronics, Form 4, Insider Transaction, Stock Sale, CFO, 10b5-1 Plan