Form 4: AAOI CFO Sells Shares for Tax Obligations
Insider Transaction Report
Applied Optoelectronics' Chief Financial Officer, Stefan J. Murry, disposed of common stock to satisfy tax withholding obligations related to vested restricted stock units.
Summary
- Stefan J. Murry, Chief Financial Officer of Applied Optoelectronics, Inc. (AAOI), reported multiple dispositions of common stock.
- The transactions occurred on October 22, 2025.
- A total of 6,506 shares of common stock were surrendered to the issuer to satisfy tax-withholding obligations.
- The shares were disposed of at a price of $33.4 per share.
- These dispositions were related to the vesting of restricted stock unit awards granted on June 27, 2022, June 26, 2023, April 29, 2024, and April 11, 2025.
- Following these transactions, Stefan J. Murry beneficially owns 291,971 shares of common stock.
Sentiment
Score: 5
Explanation: The filing reports routine insider transactions for tax withholding purposes upon RSU vesting, which is a common and expected event and does not reflect a change in the company's operational or financial performance.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Shareholders: Minimal impact as these are routine tax-related transactions and do not signal a change in company fundamentals or management's confidence.
Key Dates
| Date | Description |
|---|---|
| 2022-06-27 | Grant date of a restricted stock unit award. |
| 2023-06-26 | Grant date of a restricted stock unit award. |
| 2024-04-29 | Grant date of a restricted stock unit award. |
| 2025-04-11 | Grant date of a restricted stock unit award. |
| 2025-10-22 | Date of stock dispositions for tax withholding. |
| 2025-10-24 | Date the Form 4 was signed by attorney in fact. |
Recommendation
holdThe Form 4 filing details a routine disposition of shares by the Chief Financial Officer to cover tax withholding obligations upon the vesting of restricted stock units. This is a common practice and does not indicate a change in the company's fundamentals or the officer's long-term view of the stock. Therefore, it does not warrant a change in investment recommendation based solely on this filing.
Keywords
AAOI, Applied Optoelectronics, Form 4, Insider Transaction, Stock Sale, Tax Withholding, RSU, Stefan J. Murry
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