Form 4: Apogee Enterprises Director Mark Pompa Increases Holdings Through Dividend Reinvestment

Apogee Enterprises, Inc. Director Mark A. Pompa acquired additional phantom stock units and deferred restricted stock units through dividend reinvestment features of company plans.

Summary

• Mark A. Pompa, a Director of Apogee Enterprises, Inc. (APOG), acquired additional equity units on June 30, 2025.
• Pompa acquired 62 phantom stock units at a price of $40.6 per unit, bringing his total beneficial ownership to 9,865 phantom stock units.
• These phantom stock units were acquired under the Deferred Compensation Plan for Non-Employee Directors through a dividend equivalent reinvestment feature.
• Pompa also acquired 134 deferred restricted stock units at a price of $40.6 per unit, increasing his total beneficial ownership to 24,322 deferred restricted stock units.
• The deferred restricted stock units were acquired pursuant to a dividend equivalent reinvestment feature of the 2009 Non-Employee Director Stock Incentive Plan and the 2019 Non-Employee Director Stock Plan.
• Both phantom stock units and deferred restricted stock units are settled 1-for-1 in shares of common stock upon the director's termination from the Board or other specified plan events.

Sentiment

Score: 6

Explanation: The sentiment is neutral to slightly positive. The transactions are routine and expected, reflecting a director's continued participation in compensation plans and reinvestment of dividends, which aligns their interests with shareholders. There are no negative implications.

Positives

• The acquisition of additional units through dividend reinvestment indicates continued participation and alignment of a director's interests with shareholder value.
• The transactions occurred at a price of $40.6 per unit, reflecting the market value at the time of acquisition.

Future Outlook

The phantom stock units and deferred restricted stock units will be settled in shares of common stock following the director's termination from the Board or upon the occurrence of other events specified in the respective plans.

Industry Context

This Form 4 filing reflects routine insider transaction activity related to executive compensation and dividend reinvestment, which is common across publicly traded companies in various industries. It does not provide broader industry trends or competitive insights.

Related Party Transactions

• Acquisition of phantom stock units and deferred restricted stock units by a director through dividend equivalent reinvestment features of company-sponsored compensation plans.

Stakeholder Impact

• Shareholders: The transactions demonstrate a director's continued equity interest in the company, potentially signaling confidence and aligning management incentives with shareholder returns.
• Employees: No direct impact on general employees is indicated by this filing.

Next Steps

• The phantom stock units and deferred restricted stock units will be settled in common stock shares upon the director's termination from the Board or other plan-specified events.

Key Dates

Keywords

Apogee Enterprises, APOG, Form 4, Insider Trading, Director Holdings, Phantom Stock Units, Restricted Stock Units, Dividend Reinvestment, Executive Compensation, SEC Filing