SCHEDULE 13G: Sio Capital Management Discloses 9.64% Stake in Anteris Technologies Global Corp.
Beneficial Ownership Disclosure
Sio Capital Management, LLC has disclosed a 9.64% beneficial ownership stake in Anteris Technologies Global Corp., primarily through shares acquired in an initial public offering and CHESS Depository Instruments.
Summary
- Sio Capital Management, LLC reported beneficial ownership of 3,465,005 shares of Anteris Technologies Global Corp. common stock as of December 31, 2024.
- This ownership represents 9.64% of the issuer's total outstanding common stock, based on 35,939,816 shares outstanding as provided in the Rule 424(b)(4) Prospectus filed on December 13, 2024.
- The beneficially owned shares consist of 2,370,000 shares of common stock acquired in an initial public offering of the Issuer and 1,095,005 CHESS Depository Instruments (CDIs) held by an Australian depository nominee, which trade on the Australian Stock Exchange.
- Sio Capital Management, LLC, acting as a registered investment adviser to affiliated funds, holds shared voting power and shared dispositive power over these 3,465,005 shares.
- The filing certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of the issuer.
Sentiment
Score: 7
Explanation: The disclosure of a significant institutional stake by a reputable investment adviser is generally viewed positively by the market, indicating confidence in the company's prospects, although the filing itself is purely factual and does not contain forward-looking statements or performance metrics.
Positives
- A significant institutional investor, Sio Capital Management, LLC, has taken a substantial 9.64% stake in Anteris Technologies Global Corp., which may be viewed as a positive indicator of institutional confidence in the company.
Future Outlook
NA
Management Comments
- Sio Capital Management, LLC certified that the securities were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer.
Industry Context
This filing indicates an institutional investor's significant stake in Anteris Technologies Global Corp., a company whose name suggests involvement in technology, potentially within the healthcare or medical device sector given its typical context in financial markets. The acquisition of shares through an IPO and CDIs highlights the company's presence in both U.S. and Australian markets.
Stakeholder Impact
- Shareholders may view the significant stake taken by Sio Capital Management, LLC as a positive indicator of institutional confidence in Anteris Technologies Global Corp., potentially influencing investor sentiment and share price.
Key Dates
| Date | Description |
|---|---|
| 12/13/2024 | Date of the Rule 424(b)(4) Prospectus filing by Anteris Technologies Global Corp., which provided the total shares outstanding. |
| 12/31/2024 | Date of the event which required the filing of this Schedule 13G statement (reporting period end date). |
| 02/07/2025 | Date the Schedule 13G was signed and filed by Sio Capital Management, LLC. |
Keywords
Anteris Technologies Global Corp., Sio Capital Management, Schedule 13G, Beneficial Ownership, Common Stock, CHESS Depository Instruments, Investment Adviser, SEC Filing, Institutional Investor
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