Form 4: Director Vicki Williams Receives Annaly Equity Grant
Statement of Changes in Beneficial Ownership
Annaly Capital Management director Vicki Williams was granted 8,641 deferred stock units as part of equity compensation.
Summary
- Director Vicki Williams acquired 8,641 Deferred Stock Units (DSUs) on June 10, 2026.
- The DSUs were granted under the Annaly Capital Management, Inc. 2020 Equity Incentive Plan.
- The reporting person has elected to defer settlement of these units until after termination of service.
- Following this transaction, the director holds a total of 57,099 DSUs.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a routine administrative filing regarding director compensation with no material impact on company operations or financial health.
Positives
- Alignment of director interests with long-term shareholder value through equity-based compensation.
Negatives
- None identified.
Risks
- Value of equity compensation is subject to market fluctuations in Annaly Capital Management common stock.
Future Outlook
The DSUs convert to common stock on a one-for-one basis one year after the grant date, subject to the director's election to defer settlement until after termination of service.
Industry Context
StockSavvy.ai notes that equity grants to board members are standard corporate governance practice in the REIT sector to ensure directors maintain a vested interest in the company's long-term performance.
Comparison to Industry Standards
- The use of deferred stock units for director compensation is consistent with standard practices among large-cap mortgage REITs.
- The one-for-one conversion ratio is standard for equity incentive plans in the financial services industry.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Equity Compensation | Grant of 8,641 DSUs to Director Vicki Williams. | 06/10/2026 | Neutral; standard director compensation practice. |
Stakeholder Impact
- Shareholders: Minimal impact; reflects standard director compensation structure.
Next Steps
- Conversion of DSUs to common stock upon the director's eventual termination of service.
Key Dates
| Date | Description |
|---|---|
| 06/10/2026 | Date of grant for 8,641 Deferred Stock Units. |
| 06/12/2026 | Date of filing for the Form 4 statement. |
Keywords
Annaly Capital Management, NLY, Form 4, Insider Trading, Director Compensation, Equity Incentive Plan
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