Form 4: Annaly Capital Management Director Thomas Hamilton Reports Changes in Beneficial Ownership

Director Thomas Edward Hamilton reports acquisition of deferred stock units and updates to direct and indirect ownership of Annaly Capital Management stock.

Summary

• Thomas Edward Hamilton, a director of Annaly Capital Management, filed a Form 4 detailing changes in his beneficial ownership.
• On May 14, 2025, Hamilton acquired 8,961 deferred stock units (DSUs) which convert to common stock on a one-for-one basis.
• Hamilton directly owns 32,500 shares of common stock.
• Hamilton indirectly owns 82,500 shares of common stock through the Cure FA Foundation, Inc.
• Following the reported transactions, Hamilton beneficially owns 45,243 derivative securities (DSUs).

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It simply reflects changes in beneficial ownership.

Future Outlook

The deferred stock units will convert to shares of common stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service.

Industry Context

Form 4 filings are routine disclosures required by the SEC to provide transparency into the transactions of company insiders, allowing investors to track changes in ownership and potential alignment of interests.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the director's stake in the company.
• The acquisition of deferred stock units aligns the director's interests with those of the shareholders.

Key Dates

Keywords

Form 4, beneficial ownership, Annaly Capital Management, Thomas Hamilton, deferred stock units, NLY, director