Form 4: Robert Averick Reports Changes in Beneficial Ownership of Amtech Systems Inc. (ASYS)

Robert Averick, a director and 10% owner of Amtech Systems Inc., reports changes in his beneficial ownership of the company's common stock and derivative securities.

Summary

• On March 6, 2025, Robert Averick reported transactions related to Amtech Systems Inc. (ASYS) common stock.
• Averick, who is a director and 10% owner, also reports beneficial ownership through Kokino Family Clients, where he serves as a Portfolio Manager at Kokino LLC.
• The reported transactions include the vesting of 8,299 restricted stock units, which converted into common shares on a one-for-one basis.
• Averick also holds 2,250,000 common shares indirectly through Kokino Family Clients, 500 shares in a custodial account for a family member, and 11,000 shares held by his spouse.
• He also holds director stock options for 42,000 common shares.
• The filing indicates that Averick's compensation may be based on the performance of Common Shares held by Kokino Family Clients.

Sentiment

Score: 5

Explanation: This is a neutral filing reporting changes in beneficial ownership, with no inherent positive or negative sentiment.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the ownership stake of a director and significant shareholder.

Key Dates