Form 4: Amprius CEO Thomas Stepien Reports Stock Transfers
Statement of Changes in Beneficial Ownership
CEO Thomas Stepien executed a series of stock transfers and a minor sale of Amprius Technologies common stock.
Summary
- CEO Thomas Stepien transferred 30,384 shares as a gift.
- CEO Thomas Stepien transferred 36,914 shares to the Rogers Stepien Family Revocable Trust.
- CEO Thomas Stepien sold 2,000 shares of common stock at a price of $20.97 per share.
- Following these transactions, the CEO maintains direct ownership of 625,625 shares, which includes 615,625 restricted stock units.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral administrative filing reflecting routine personal financial management by the CEO.
Positives
- The CEO maintains a significant equity stake in the company, signaling continued alignment with shareholder interests.
Negatives
- The filing reports a sale of 2,000 shares by the CEO, which may be viewed as a minor reduction in direct holdings.
Risks
- The majority of the CEO's reported holdings consist of restricted stock units, which are subject to vesting conditions.
Future Outlook
No specific forward-looking guidance regarding company operations was provided in this ownership disclosure.
Industry Context
StockSavvy.ai notes that executive stock transfers to family trusts and gifts are common estate planning activities and do not necessarily reflect a change in confidence regarding the company's long-term strategic direction.
Comparison to Industry Standards
- The transaction volume is consistent with standard executive equity management practices for publicly traded technology firms.
Related Party Transactions
- Transfer of 36,914 shares to the Rogers Stepien Family Revocable Trust, for which the reporting person and his spouse are co-trustees.
Stakeholder Impact
- Minimal impact expected as the transactions represent a small portion of the CEO's total holdings.
Next Steps
- Continued monitoring of future Form 4 filings for changes in executive equity positions.
Key Dates
| Date | Description |
|---|---|
| 06/04/2026 | Date of the reported stock transactions. |
| 06/05/2026 | Date the Form 4 was signed and filed. |
Keywords
Amprius Technologies, AMPX, Insider Trading, Form 4, Thomas Stepien, Executive Ownership
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