SCHEDULE: Alan Salzman Reports 2.6% Stake in Amprius Technologies

Alan Salzman has filed an amended Schedule 13G, reporting beneficial ownership of 2.6% of Amprius Technologies, Inc. common stock through affiliated investment funds.

Summary

• Alan Salzman, a Canadian citizen, reported beneficial ownership of 3,112,992 shares of Amprius Technologies, Inc. common stock.
• This ownership represents 2.6% of the company's outstanding common stock, based on 120,546,077 shares outstanding as of May 1, 2025.
• The shares are held through two entities: VantagePoint CleanTech Partners II, L.P. (VP CleanTech II) and VantagePoint Venture Partners 2006 (Q), L.P. (VP 2006).
• VP CleanTech II holds 1,605,519 shares and 100,000 shares issuable from PIPE Warrants.
• VP 2006 holds 1,307,473 shares and 100,000 shares issuable from PIPE Warrants.
• Alan Salzman is the managing member of VantagePoint Venture Associates 2006, L.L.C., the general partner of VP 2006, and the Chief Executive Officer of VantagePoint CleanTech Management, Ltd., which is the general partner for VP CleanTech II.
• Despite his positions, Alan Salzman disclaims beneficial ownership of these shares, stating the filing should not be construed as an admission of beneficial ownership.

Sentiment

Score: 5

Explanation: The filing is a neutral regulatory disclosure of beneficial ownership, providing no direct positive or negative operational or financial information about the company.

Positives

• NA

Negatives

• NA

Risks

• Alan Salzman explicitly disclaims beneficial ownership of the reported shares, indicating a potential legal or reporting risk for him if his association with the shares were to be misconstrued as direct beneficial ownership or control.

Future Outlook

NA

Industry Context

This filing is a standard regulatory disclosure of beneficial ownership and does not provide information related to broader industry trends or competitive landscape for Amprius Technologies, Inc.

Related Party Transactions

• Alan Salzman's reported beneficial ownership is through investment funds (VantagePoint CleanTech Partners II, L.P. and VantagePoint Venture Partners 2006 (Q), L.P.) where he holds key management positions (managing member and CEO of their respective general partners), establishing a direct relationship between the reporting person and the entities holding the shares.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant beneficial owner's stake, though the owner disclaims direct beneficial ownership.
• Regulatory Authorities: Fulfills SEC disclosure requirements for beneficial ownership.

Key Dates

Keywords

Amprius Technologies, Alan Salzman, Schedule 13G, Beneficial Ownership, VantagePoint, Common Stock, SEC Filing, Investment Funds