Form 4: Susan Y. Kim Reports Changes in Beneficial Ownership of Amkor Technology, Inc. Shares

Susan Y. Kim, a director and member of a 10% owner group of Amkor Technology, Inc., filed a Form 4 detailing changes in her beneficial ownership due to the accrual of dividend equivalent units and her relationships with various trusts and partnerships holding significant amounts of the company's stock.

Summary

• On April 3, 2024, Susan Y. Kim filed a Form 4 with the SEC, reporting changes in her beneficial ownership of Amkor Technology, Inc. (AMKR) shares.
• The reported changes include the acquisition of 20.9884 dividend equivalent units (DEUs) related to restricted stock units (RSUs) following a dividend payment on April 1, 2024.
• Kim's beneficial ownership is also reported through various trusts, limited partnerships, and a limited liability company, including James J. Kim 2023 GRAT, Agnes C. Kim 2023 GRAT, James J. Kim 2021 GRAT, own GRATs, trusts (excluding GRATs), Sujochil, LP, Sujoda Investments, LP, and Kim Capital Partners KPC, LLC, and 915 Investments, LP.
• She disclaims beneficial ownership of these securities except to the extent of her pecuniary interest.
• The total number of shares beneficially owned indirectly through these entities amounts to a significant portion of Amkor's outstanding stock.

Sentiment

Score: 6

Explanation: The document is a standard regulatory filing, so the sentiment is neutral. The acquisition of dividend equivalent units is a slightly positive sign, but the filing primarily reflects changes in beneficial ownership rather than a fundamental shift in the company's prospects.

Positives

• The reporting of dividend equivalent units indicates that Amkor Technology, Inc. is paying dividends, which can be seen as a positive sign for investors.
• The significant holdings by various trusts and partnerships associated with Susan Y. Kim suggest a long-term investment perspective in Amkor Technology, Inc.

Industry Context

Form 4 filings are a routine part of insider trading regulations, providing transparency into the ownership positions and transactions of company insiders. This filing indicates the holdings of a major shareholder in Amkor Technology, a key player in the semiconductor packaging and test services industry.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the ownership structure of the company.
• The reported holdings of trusts and partnerships associated with Susan Y. Kim may influence investor perceptions of the company's stability and long-term prospects.

Key Dates