Form 4: Amkor Technology Director Receives Dividend Equivalent Units
Statement of Changes in Beneficial Ownership
Amkor Technology Director Roger Anthony Carolin was granted dividend equivalent units on June 23, 2026, related to existing restricted stock units.
Summary
- Roger Anthony Carolin, a Director at Amkor Technology, Inc. (AMKR), received dividend equivalent units (DEUs) on June 23, 2026.
- These DEUs are associated with previously granted time-vested restricted stock units (RSUs).
- The DEUs accrue upon the payment of dividends and are subject to the same vesting provisions as the original RSUs.
- Specifically, Carolin received DEUs related to RSUs granted on May 16, 2023, May 15, 2025, and May 13, 2026.
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as a neutral filing, as it reports a routine equity compensation transaction for a director and does not contain new financial information or strategic updates.
Positives
- Director compensation through equity awards (RSUs and DEUs) indicates alignment with shareholder interests.
- The granting of DEUs suggests a consistent dividend policy by Amkor Technology.
- The transaction reflects ongoing equity awards to key personnel, potentially incentivizing long-term performance.
Negatives
- The filing does not contain any negative financial or operational information.
Risks
- The value of the DEUs is tied to the performance of Amkor Technology's stock and its dividend payouts.
- Future dividend payments are not guaranteed and could be affected by market conditions or company performance.
Future Outlook
The filing does not contain forward-looking statements or guidance. It solely reports a transaction related to equity compensation.
Industry Context
StockSavvy.ai notes that the issuance of dividend equivalent units is a common practice in the technology and semiconductor industry for compensating executives and directors, aligning their interests with shareholders who receive dividends.
Related Party Transactions
- The transaction involves Roger Anthony Carolin, a Director of Amkor Technology, Inc., receiving dividend equivalent units related to his restricted stock units, which is a form of compensation and thus a related party transaction.
Stakeholder Impact
- Shareholders: The issuance of DEUs does not directly dilute existing shareholders as it relates to accrued dividends on existing RSUs. It reinforces management's alignment with shareholders.
- Employees: The practice of granting equity compensation to directors and officers is standard and generally accepted within the corporate environment.
- Management: The DEUs provide additional incentive and potential future value to the director, aligning their interests with the company's long-term success and dividend policy.
Next Steps
- The DEUs will be subject to the same vesting provisions as the original RSUs.
- Further transactions related to these or other equity awards will be reported on subsequent SEC filings.
Key Dates
| Date | Description |
|---|---|
| 05/13/2026 | Date of grant for a portion of the RSUs to which DEUs accrued. |
| 05/15/2025 | Date of grant for a portion of the RSUs to which DEUs accrued. |
| 05/16/2023 | Date of grant for a portion of the RSUs to which DEUs accrued. |
| 06/23/2026 | Date when dividend equivalent units were accrued and transaction occurred. |
| 06/25/2026 | Date the Form 4 was signed by the reporting person's attorney-in-fact. |
Keywords
Amkor Technology, AMKR, Form 4, SEC Filing, Director, Restricted Stock Units, Dividend Equivalent Units, Equity Compensation, Insider Trading
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