Form 4: Ameriprise Financial SVP and Controller, Dawn M. Brockman, Reports Sale of Common Stock

Dawn M. Brockman, SVP and Controller of Ameriprise Financial, reports the sale of 350 shares of common stock at an average price of $560.1195 on November 6, 2024.

Summary

• On November 6, 2024, Dawn M. Brockman, SVP and Controller of Ameriprise Financial Inc., sold 350 shares of common stock.
• The sale was executed at a weighted average price of $560.1195 per share, with individual sale prices ranging from $559.98 to $560.31.
• Following the transaction, Brockman directly owns 945 shares of Ameriprise Financial common stock.
• Brockman also indirectly owns 143.73 shares through the Ameriprise Financial 401(k) plan as of November 6, 2024.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing reporting a stock sale. It doesn't inherently convey positive or negative sentiment.

Industry Context

This filing is a routine disclosure of insider trading activity, which is common for executives of publicly traded companies. It provides transparency to investors regarding the buying and selling of company stock by its officers.

Stakeholder Impact

• The sale of shares by an executive may be perceived differently by stakeholders; some may see it as a lack of confidence, while others may view it as a normal part of personal financial management.

Key Dates