Form 4: Ameriprise Financial Inc. Director Acquires Phantom Stock

Director W. Edward Walter acquired phantom stock representing the right to receive 445.8409 shares of Ameriprise Financial, Inc. common stock.

Summary

• On April 30, 2025, W. Edward Walter, a director of Ameriprise Financial Inc., acquired 445.8409 units of phantom stock.
• Each unit of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• These shares will be settled in a lump sum at the end of the quarter immediately following the quarter in which the director's service on the Board of Directors terminates.
• Following the transaction, Walter directly owns 6,716.2108 shares of Ameriprise Financial Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing detailing a routine transaction. It doesn't inherently convey positive or negative sentiment.

Future Outlook

The reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

This Form 4 filing is a routine disclosure related to changes in beneficial ownership by a company insider, which is a common practice among publicly traded companies.

Stakeholder Impact

• The transaction has a minimal direct impact on stakeholders, as it involves phantom stock, which will convert to common stock upon the director's departure.

Key Dates

Keywords

Ameriprise Financial, Director, Phantom Stock, Form 4, Beneficial Ownership, Walter, AMP