Form 4: Ameriprise Financial Inc. Director Acquires Phantom Stock

Brian T. Shea, a director of Ameriprise Financial Inc., acquired phantom stock representing the right to receive 445.8409 shares of common stock, according to a Form 4 filing.

Summary

• On April 30, 2025, Brian T. Shea, a director of Ameriprise Financial Inc., acquired 445.8409 shares of phantom stock.
• Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• Following the transaction, Shea directly owns 5,350.3487 shares of Ameriprise Financial Inc. common stock.
• The phantom stock was acquired as part of an annual grant.
• Upon ceasing to be a non-employee director, Shea will receive common stock in settlement of the deferred share units.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing a standard compensation practice. It doesn't contain information that would significantly sway investor sentiment positively or negatively.

Future Outlook

Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, providing transparency to investors.

Stakeholder Impact

• The acquisition of phantom stock by a director aligns the director's interests with those of the shareholders.

Key Dates

Keywords

Form 4, Beneficial Ownership, Phantom Stock, Director, Ameriprise Financial Inc., AMP, Shea Brian T