Form 4: Ameriprise Financial Inc. Director Acquires Phantom Stock

Christopher J. Williams, a director of Ameriprise Financial Inc., acquired phantom stock representing the right to receive common stock upon ceasing to be a non-employee director.

Summary

• This Form 4 filing reports a transaction by Christopher J. Williams, a director of Ameriprise Financial Inc.
• On April 30, 2025, Williams acquired 445.8409 shares of phantom stock.
• Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• Williams directly owns 9,144.3978 shares following the reported transaction.
• The phantom stock will be settled in common stock upon Williams ceasing to be a non-employee director, paid in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral.

Future Outlook

The reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders.

Key Dates

Keywords

Form 4, Beneficial Ownership, Phantom Stock, Director, Ameriprise Financial Inc., AMP, Christopher J. Williams