Form 4: Ameriprise Financial Inc. Director Acquires Phantom Stock

Amy DiGeso, General Counsel of Ameriprise Financial Inc., reports the acquisition of phantom stock units convertible to common stock upon termination of service as a non-employee director.

Summary

• On April 30, 2025, Amy DiGeso, General Counsel of Ameriprise Financial Inc., acquired 445.8409 units of phantom stock.
• Each unit represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• These units will be settled in a lump sum of common stock at the end of the quarter immediately following the quarter in which DiGeso's service on the Board of Directors terminates.
• Following the transaction, DiGeso directly owns 12,514.6185 shares of Ameriprise Financial Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing, indicating a neutral sentiment.

Future Outlook

The reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a director's continued investment in the company's future.

Stakeholder Impact

• The acquisition of phantom stock aligns the director's interests with those of the shareholders, as the value of the stock is tied to the company's performance.

Key Dates

Keywords

Form 4, Beneficial Ownership, Phantom Stock, Director, Ameriprise Financial, AMP, DiGeso