Form 4: Ameriprise Financial Executive William F. Truscott Reports Acquisition of Phantom Stock

William F. Truscott, CEO of Global Asset Management at Ameriprise Financial, reports the acquisition of phantom stock representing the right to receive common stock.

Summary

• On February 7, 2025, William F. Truscott, CEO of Global Asset Management at Ameriprise Financial Inc., acquired 282.2131 shares of phantom stock.
• Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
• The price of the phantom stock was $538.6.
• Following the transaction, Truscott directly owns 1,537.4049 shares of phantom stock.
• The phantom stock is payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, reporting a standard transaction. It doesn't inherently convey positive or negative sentiment.

Future Outlook

The phantom stock is payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Industry Context

This filing is a routine disclosure of a transaction by a company insider, as required by the SEC. It provides transparency into the holdings of key executives and their alignment with shareholder interests.

Stakeholder Impact

• The transaction provides transparency to shareholders regarding executive compensation and alignment of interests.

Key Dates

Keywords

Form 4, Beneficial Ownership, Phantom Stock, Ameriprise Financial, Truscott, AMP