Form 4: Ameriprise Financial Executive VP, Global CIO, William Davies, Reports Stock Transaction

William Davies, Executive VP and Global CIO of Ameriprise Financial, reported the disposal of 448.4204 shares of common stock on January 28, 2025.

Summary

• William Davies, an Executive VP and Global CIO at Ameriprise Financial, filed a Form 4 indicating a transaction involving the company's common stock.
• On January 28, 2025, Mr. Davies disposed of 448.4204 shares of Ameriprise Financial common stock.
• The transaction was a disposal of shares, indicated by the code 'F', at a price of $571.84 per share.
• Following the transaction, Mr. Davies directly owns 12,730.0209 shares of Ameriprise Financial common stock.

Sentiment

Score: 5

Explanation: The document is a neutral report of a stock transaction by an executive, with no inherent positive or negative sentiment.

Industry Context

This is a routine filing related to insider trading activity, which is common for executives of publicly traded companies. It provides transparency into the transactions of company insiders.

Comparison to Industry Standards

• Form 4 filings are standard practice for publicly traded companies in the US, and this filing is consistent with those requirements.
• The transaction is similar to other executive stock transactions in the financial services industry, where executives often receive stock as part of their compensation.

Stakeholder Impact

• The transaction has a minor impact on shareholders as it reflects a change in ownership by a company executive.

Key Dates

Keywords

Form 4, insider trading, stock transaction, Ameriprise Financial, William Davies, executive compensation, equity securities