Form 4: Ameriprise Financial Executive VP and CFO, Walter Stanley Berman, Reports Stock Transactions

Executive VP and CFO of Ameriprise Financial, Walter Stanley Berman, reports the acquisition and disposal of company stock on January 28, 2025.

Summary

• Walter Stanley Berman, Executive VP and CFO of Ameriprise Financial, reported transactions involving the company's common stock on January 28, 2025.
• He acquired 13,209 shares of common stock at a price of $0.
• He also disposed of 7,406 shares of common stock at a price of $571.84 per share.
• Following these transactions, Mr. Berman directly owns 11,255 shares of common stock.
• Additionally, he indirectly owns 359.48 shares through the Ameriprise Financial 401(k) plan.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing and does not indicate any positive or negative sentiment. It is a factual report of stock transactions.

Industry Context

This is a standard SEC Form 4 filing, which is a routine disclosure for corporate insiders who trade their company's stock. It provides transparency into the transactions of key personnel.

Comparison to Industry Standards

• Form 4 filings are a standard practice for all publicly traded companies in the United States.
• The transactions reported are typical for executives who receive stock-based compensation or participate in company stock plans.
• The price of $571.84 per share is a specific price for the disposal of shares on the date of the transaction, and would be compared to the market price of the stock on that day.

Stakeholder Impact

• The transactions may have a minor impact on shareholders as they provide insight into executive trading activity.
• The transactions do not directly impact employees, customers, suppliers, or creditors.

Key Dates

Keywords

Ameriprise Financial, stock transactions, insider trading, Form 4, executive compensation, equity securities, Walter Stanley Berman