Form 4: Ameriprise Financial Executive Reports Stock Transaction
Insider Transaction (Form 4)
Dawn M. Brockman, SVP AND CONTROLLER of Ameriprise Financial Inc, reported multiple transactions in common stock on July 9, 2026.
Summary
- Option exercise/conversion: acquired 26 Common Stock on July 9, 2026; holds 1,194 after (Direct).
- Tax/exercise-price withholding: disposed of 9 Common Stock at $500.16 ($4,522) on July 9, 2026; holds 1,185 after (Direct).
- Option exercise/conversion: disposed of 26 Phantom Stock on July 9, 2026; holds 276 after (Direct).
Sentiment
Score: 5
Explanation: StockSavvy.ai views this as routine: the reported changes are grants, option exercises, tax withholding or similar administrative transactions, which carry limited directional signal.
Insider Transactions
Dawn M. Brockman — Officer (SVP AND CONTROLLER)
| Date | Transaction | Security | Shares | Price | Value | Held After |
|---|---|---|---|---|---|---|
| 2026-07-09 | Option exercise/conversion | Common Stock | 26.04 | — | — | 1,194.04 |
| 2026-07-09 | Tax/exercise-price withholding | Common Stock | 9.04 | $500 | $4.5K | 1,185 |
| 2026-07-09 | Option exercise/conversion | Phantom Stock | 26.04 | — | — | 275.601 |
Key Dates
| Date | Description |
|---|---|
| 2026-07-09 | Option exercise/conversion (26 shares) |
| 2026-07-09 | Tax/exercise-price withholding (9 shares) |
| 2026-07-09 | Option exercise/conversion (26 shares) |
Keywords
insider transaction, Form 4, AMP, AMERIPRISE FINANCIAL INC, neutral, Dawn M. Brockman
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