Form 4: Ameriprise Financial Executive Reports Stock Sale and Corrected Holdings

Joseph Edward Sweeney, a Pres-AWM Products & Services at Ameriprise Financial, reported the sale of 4,636 shares of common stock and a correction to previously reported holdings.

Summary

• On July 5, 2019, Joseph Edward Sweeney acquired 413 shares of Ameriprise Financial common stock.
• On February 19, 2025, Sweeney sold 4,636 shares of common stock at a weighted average price of $539.0742.
• The sale prices ranged from $538.78 to $539.69 per share.
• Following the reported transactions, Sweeney directly owns 7,237 shares of Ameriprise Financial common stock.
• Sweeney also indirectly owns 293.73 shares through the Ameriprise Financial 401(k) plan.
• A reconciliation of ownership records led to a correction in the number of shares held following a previously reported transaction.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing reporting stock transactions. It doesn't convey any particular positive or negative sentiment about the company's performance or prospects.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, which is a common occurrence in publicly traded companies. It provides transparency into the trading activities of insiders.

Stakeholder Impact

• The stock sale by an executive could be perceived neutrally or slightly negatively by shareholders, depending on the context and the size of the transaction.

Key Dates